CFMA's Best of Conference: DOL Confidential - Understanding ERISA Investigations

When:  Sep 17, 2015 from 3:00 PM to 4:30 PM (ET)

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This program is part of CFMA's Best of Conference series. If you weren't able to attend CFMA's Annual Conference & Exhibition in Chicago, here is your opportunity to sit in on one of the conference's top-rated sessions.

Note: This session is a rebroadcast from the 2015 Conference & Exhibition and includes a live moderator to answer attendees' questions.

The risk of your ERISA plan being selected by the DOL for an investigation has never been higher. With an increased enforcement emphasis, it is critical to understand what issues can trigger a DOL investigation, how to proactively address these risks, and how to avoid common pitfalls.

After this session, you will be able to:

  • Learn about the authority of the DOL, IRS, and PBGC under ERISA.
  • Recognize how and why a plan becomes selected for an investigation including red flags, targeted issues, and the DOL’s goals.
  • Learn about the process of the investigation, what the DOL is looking for, what your obligations are to provide information, and what you can expect.
  • Learn about your fiduciary obligations, duties, and governance best practices.

Cost: $39.95 for CFMA members, $59.95 for non-members

If you attended the conference, please contact CFMA for a special discount.

Earn 1.5 CPE credits in Business Management & Organization (BMO)



Dial-in Instructions:


Mike Elek
(609) 452-8000